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Keyword: Market timing

79 results found

SEC settles with AIM executives over market timing

Former AIM Distributors CEO fined US$125,000

By: James Langton
July 19, 2005 July 19, 2005
15:35

OSC approves distribution plans for $205.6 million fund probe settlement

Investors to receive payments sooner

By: IE Staff
June 30, 2005 June 30, 2005
15:10

OSC market-timing report misses mark

The regulator pursued only the managers who were the worst offenders; but critics say it should have gone after all who profited

By: James Langton
March 30, 2005 March 30, 2005
10:57

MFDA releases reasons for market timing settlement

Regulatory panel considered several factors before accepting agreement with Investors Group

By: James Langton
March 29, 2005 March 29, 2005
16:49

OSC releases report on mutual fund trading practices probe

Five sanctioned firms were the worst offenders, says Brown

By: James Langton
March 17, 2005 March 17, 2005
13:40

NYSE Regulation levies US$13.5 million fine in market-timing controversy

Merrill Lynch, Pierce, Fenner & Smith failed to supervise brokers

By: James Langton
March 8, 2005 March 8, 2005
14:36

SEC study analyzes impact of market timing at U.S. fund giant

Redemptions outweighed trading losses at Putnam

By: IE Staff
March 3, 2005 March 3, 2005
16:10

OSC approves $49.1 million settlement with Franklin Templeton

Market timing probe comes to a close

By: IE Staff
March 3, 2005 March 3, 2005
13:10

OSC schedules hearing for Franklin Templeton

Regulator to consider market timing settlement

By: IE Staff
February 28, 2005 February 28, 2005
10:35

SEC settles two more charges of market timing

Bank of American to pay US$375 million; Columbia to pay US$140 million

By: James Langton
February 9, 2005 February 9, 2005
16:30