Deal with regulators involves $920 million in sanctions and disgorgement
The trio faces criminal charges and SEC allegations
U.S. regulators lay charges in an alleged international microcap trading fraud
FINRA, U.S. exchanges found Credit Suisse failed to oversee direct access clients
The firm allowed market access to offshore market manipulators
The case involves a B.C. resident
A 40-month prison sentence "underscores the seriousness" of the crimes, lawyer says
Tower Research Capital will pay US$67.4 million
New technology incorporates AI into monitoring systems
Eighteen traders generated at least US$31 million in illicit profits, regulator says