Canadian Securities Institute will become the only course provider for mutual fund licensing
New regime aims to enhance consumer protection, set industry standards
FSRA brought similar allegations against the agent earlier this year
New agent allegedly split commissions with ex-agent, churned those clients
The extension applies to licences that expire between March 15 and June 30
The self-regulatory organization has signed a memorandum of understanding with the Insurance Council of British Columbia
Misconduct by a dually licensed agent may result in having the agent’s insurance license revoked or suspended
Errors and omissions insurance is necessary to protect consumers: FSCO
There are three key issues of contention with the private member’s bill that aims to regulate financial advisors in Ontario
Private member’s bill proposes new regulatory body to levy penalties and revoke licenses