Change is meant to combat misconduct, cheating: FSRA
The change aligns with labour mobility legislation
OSC had previously placed restrictions on the man as a mutual fund rep and volunteer minister
Tribunal made no error in overruling regulator, court finds
Certification body sets sights on prospective investment dealer reps
CIRO provides guidance on new education, experience requirements for reps
Regulator responds to Fitch Learning’s acquisition of Moody’s education businesses, including CSI
The regulator says the new exam fees will lower the cost of licensing in Canada
With only one option for mutual fund proficiency, concerns arise among dealers, education providers
Canadian Securities Institute will become the only course provider for mutual fund licensing