Investor protection

News

SEC enforcement drop is a feature, not a bug

April 8, 2026 James Langton
old way, new way
News

ASIC steps up fight against AI-powered scams

April 8, 2026 James Langton
OSC issues alert on binary options schemes using Kevin O’Leary’s image
From the Regulators

U.S. advisor pleads guilty in US$160-million fraud

April 7, 2026 James Langton
Stealing money
From the Regulators

Supreme Court set to rule on ex-rep’s leave request

April 6, 2026 James Langton
From the Regulators

Tribunal bans absentee Ponzi schemer

April 3, 2026 James Langton
Banned
From the Regulators

CIRO proposes short-selling reforms

April 2, 2026 James Langton
right or wrong choice
From the Regulators

ASX inquiry confirms cultural, governance failings

April 2, 2026 James Langton
magnifying glass
From the Regulators

Exec used ex-wife’s accounts for insider trading: SEC

April 2, 2026 James Langton
Phone finances
From the Regulators

Investor class-action settlement approved

April 2, 2026 James Langton
Court settlement
From the Regulators

FTX exec gets CFTC sanctions

April 2, 2026 James Langton
fraud
From the Regulators

Firm logged into accounts to approve fees: SEC

April 1, 2026 James Langton
Picking a dollar
From the Regulators

FBI targets crypto wash trading

April 1, 2026 James Langton
crypto currency regulation