Investor protection

News

OSC secures ban on Canadian convicted in U.S.

April 13, 2026 James Langton
Banned
News

For whistleblowers, it matters who knocks first

April 13, 2026 James Langton
whistle blower
From the Regulators

OSC seeks settlement with ATS over trade controls

April 10, 2026 James Langton
calendar court
From the Regulators

Adjudicator in OSC vs. Purpose case steps down

April 10, 2026 James Langton
Judge makes ruling
From the Regulators

Issuers start moving to semi-annual reporting

April 9, 2026 James Langton
Businessman holding tablet with graphs
From the Regulators

Insider rules apply to single-stock vehicles: CSA

April 9, 2026 James Langton
Adoption of big regulatory changes must avoid unintentional harm
News

Ontario tribunal bans B.C. man under U.S. sanctions

April 9, 2026 James Langton
Businessman shamed
News

Supreme Court denies leave for rep’s challenge

April 9, 2026 James Langton
Court decision, Justice
News

SEC names new enforcement chief

April 9, 2026 James Langton
New leader
News

SEC sanctions FTX audit lead

April 9, 2026 James Langton
Court settlement
News

Ex-advisor lands in jail for Ponzi scheme

April 8, 2026 James Langton
businessman behind bars
News

CIRO seeks to tackle persistent policy challenges

April 8, 2026 James Langton
priority