Investor protection

News

SEC secures sanctions against ‘sham’ advisors

April 24, 2026 James Langton
penalty card
News

CSA cuts trading fee cap, but less than expected

April 23, 2026 James Langton
calculator and pie charts
News

Firm avoids hefty FCA fine with large client payout

April 23, 2026 James Langton
Close-up of British bank notes
News

Retail investors need tools for private markets

April 22, 2026 James Langton
Hands in the air for questions
News

Court rejects ex-rep’s appeal of fraud conviction

April 22, 2026 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t
News

FCA leads crypto crackdown

April 22, 2026 James Langton
Pile of cryptocurrency coins
From the Regulators

CIRO settles with PFSL over supervisory issues

April 22, 2026 James Langton
penalty card
News

ASIC issues roadmap to crypto regime

April 21, 2026 James Langton
crypto currency regulation
News

SEC, CFTC aim to ease private fund reporting

April 20, 2026 James Langton
changes ahead sign
From the Regulators

SEC set to cancel advisory firms’ registrations

April 17, 2026 James Langton
Businessman inspecting paperwork document digitally
Industry News

Wealthsimple’s new X partnership brings opportunities and risks, experts say

April 17, 2026 Tara Deschamps, The Canadian Press
Finfluencers
From the Regulators

CIRO issues phase two of CE reform proposals

April 16, 2026 James Langton
Focused young woman doing homework