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  2. Investor protection

Investor protection

From the Regulators

ESMA examines the rise of non-public credit ratings

April 16, 2026 James Langton
magnifying glass
News

FCA readies new approach to short-selling supervision

April 16, 2026 James Langton
Rule change
News

SEC to explore audit trail reform

April 16, 2026 James Langton
consultation discussion
From the Regulators

SEC settles case against alleged fraudster’s estate

April 15, 2026 James Langton
Stealing money
From the Regulators

ATS sanctioned over trade info leakage

April 15, 2026 James Langton
Court settlement
From the Regulators

FCA consults on crypto perimeter

April 15, 2026 James Langton
cryptocurrency
From the Regulators

Cryptoqueen’s victims may get some money back

April 14, 2026 James Langton
stealing money
From the Regulators

FCA seeks move from open banking to open finance

April 14, 2026 James Langton
From the Regulators

Court upholds class-action certification decision

April 14, 2026 James Langton
compliance
News

SEC gives crypto firms guidance on wallets

April 13, 2026 James Langton
crypto currency regulation
News

Fraud conviction that followed initial acquittal faces new appeal

April 13, 2026 James Langton
Canadian laws
News

NBF sanctioned for supervisory shortcomings

April 13, 2026 James Langton
penalty card
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