Execs falsely inflated firm's revenues to enable acquisition, regulator charges
Previously banned advisor found guilty of six out of 10 counts
FCA review will examine expected impact of AI on retail financial markets
Ex-CEO misled investors over regulatory approval for new drugs
Initial sanction allowed RRSP, but he traded TFSA, margin accounts too
Panel sought alternative remedy to address disclosure concerns
Inside info acquired by snooping on client's computer, ASIC alleged
FCA consults on latest phase of new rules for crypto firms
Company to appeal denied $213M claim against flagship fund
Releases were misleading, but case against lawyer not proven, panel finds