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  2. Investor protection

Investor protection

From the Regulators

OSC brings allegations against Bridging fund auditor

March 31, 2026 James Langton
business man using magnifying glass to inspect documents
From the Regulators

Second broker charged in insider trading scheme

March 31, 2026 James Langton
stealing money
From the Regulators

Man charged in hack that killed crypto platform

March 31, 2026 James Langton
Computer keys
From the Regulators

KuCoin crypto exchange shut down in U.S.

March 31, 2026 James Langton
Class action
News

SEC wraps case against fund Ponzi schemer

March 31, 2026 James Langton
ponzi scheme
From the Regulators

U.S. advisor settles SEC charges

March 30, 2026 James Langton
Judgment fine
From the Regulators

OSC proposal looks at automating compliance, cutting costs

March 30, 2026 James Langton
Artificial intelligence
Industry News

Ottawa launches consultation on anti-fraud strategy

March 30, 2026 The Canadian Press
consultation discussion
From the Regulators

CIRO wraps guidance update project

March 27, 2026 James Langton
rules and regulations
From the Regulators

Binance sanctioned for onboarding failures: ASIC

March 27, 2026 James Langton
Judge's gavel
From the Regulators

Short-selling dealers stay secret

March 27, 2026 James Langton
Judge looks at papers
From the Regulators

FCA sanctions firm’s failure to oversee CFD trading

March 27, 2026 James Langton
Judgment fine
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