Investor protection

Product

Wealthsimple gets regulatory green light to get in on prediction markets

March 25, 2026 Noushin Ziafati
Man looking at two financial screens
News

Trailer fees in FCA’s crosshairs once again

March 25, 2026
calculator and pie charts
News

Firm failed to disclose conflict in asset allocation: SEC

March 24, 2026 James Langton
Picking a dollar
News

SEC settles case against VC fund adviser

March 24, 2026 James Langton
SEC
From the Regulators

SEC wraps insider trading case

March 24, 2026 James Langton
Judgment fine
Research and Markets

Relaxing U.S. banks’ capital, a negative: Moody’s

March 23, 2026 James Langton
U.S. Federal Reserve
From the Regulators

Fraudster in U.S. jail deserves logistical support: court

March 23, 2026 James Langton
Court decision, Justice
News

Broker-turned-finfluencer-turned-fraudster pleads guilty

March 20, 2026 James Langton
Finfluencers
News

Appeal court upholds BCSC collection effort

March 20, 2026 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t
News

CIRO set to launch disgorgement payout program

March 20, 2026 James Langton
compensation communication
News

CSA to test semi-annual reporting for venture market

March 19, 2026 James Langton
Businessman inspecting paperwork document digitally
News

IOSCO seeks improved oversight of OTC markets

March 19, 2026 James Langton
Concept of a person with many questions