Investor protection

News

Ex-rep sentenced in fraud case

March 16, 2026 James Langton
Fraudster captured
News

MX adopts new compliance remediation process

March 16, 2026 James Langton
Economic indicators
News

Canada joins U.S., U.K. to disrupt crypto scams

March 16, 2026 James Langton
From the Regulators

OBSI says it received 60% more inquires in 2025

March 16, 2026 Jonathan Got
Angry client
From the Regulators

CIRO fines National Bank Financial $1M for inadequate supervision of rep

March 13, 2026 Jonathan Got
National Bank
News

Crypto class action settlement complete

March 9, 2026 James Langton
crypto currency regulation
From the Regulators

NYSE sanctioned over market outage

March 6, 2026 James Langton
Move to low-cost investing takes toll on U.S. asset-management firms
From the Regulators

Ex-CFO sentenced in crypto fraud

March 6, 2026 James Langton
businessman behind bars
From the Regulators

Canaccord failed to flag suspicious trading: U.S. regs

March 6, 2026 James Langton
calendar court
Industry News

Ex-Equifax employee alleges firm allowed fraudulent access to credit file

March 6, 2026 Michelle Schriver
Judge looks at papers
From the Regulators

Private equity exec pleads guilty in pre-IPO fraud

March 6, 2026 James Langton
Fraud
From the Regulators

Ex-advisor convicted of ripping off NBA players

March 5, 2026 James Langton
stealing money