Investor protection

Industry News

Investors frustrated by credit bureau’s call centre following CIRO data breach

February 27, 2026 Michelle Schriver
financial statement
From the Regulators

FCA finalizes rules for new advice regime

February 27, 2026 James Langton
Older couple reviews a contract with a lawyer or financial advisor
From the Regulators

Vanguard settles U.S. states’ anti-ESG suit

February 27, 2026 James Langton
Coal Mining in West Virginia
From the Regulators

ESMA highlights AI risks in algo trading

February 26, 2026 James Langton
digital euro
From the Regulators

SEC settles IR guy’s false Buffett claim

February 26, 2026 James Langton
stressed businessman
From the Regulators

SEC sanctions firm’s pandemic loan pricing

February 26, 2026 James Langton
Court settlement
News

Crypto fund manager faces U.S. tax charges

February 25, 2026 James Langton
Man reads legal document carefully using magnifying glass
News

ASIC secures record penalties in second half of 2025

February 25, 2026 James Langton
figure-money-coins
News

ESMA consults on avoiding groupthink at financials

February 25, 2026 James Langton
consultation discussion
News

BMO, ex-trader sanctioned in front-running case

February 25, 2026 James Langton
Fines graphic
News

SDNY offers companies ‘get out of jail free’ card

February 25, 2026 James Langton
Suit
From the Regulators

SEC overhauls enforcement manual

February 24, 2026 James Langton
SEC