Keyword: Investment scams

206 results found
Law concept - Law book with a wooden judges gavel on table in a courtroom or law enforcement office

Investors lost millions to scheme, regulator found in 2018

Judge gavel, scales of justice and law books in court

B.C. court grants injunction against defendants in global pump and dump scheme

gavel

U.S. regulator alleged micro-cap CEO dumped shares on unsuspecting investors

Court.

U.S.-based scheme cost B.C. investors $1.5 million and inflicted other damage, panel said

Metal handcuffs placed over the word fraud

Investment scams, notably crypto frauds, drove higher losses

investor protection

Editorial: Returning money to harmed investors could be a big win for the new SRO

  • By: IE Staff
  • February 13, 2023 February 10, 2023
  • 00:02
senior man giving credit card details on the phone

Compliance exam report documents SRO's emerging and ongoing concerns

social media

SEC, DoJ charge eight over social media driven pump-and-dumps

Metal handcuffs placed over the word fraud

SRO sees surge in scams involving foreign-issuer, small-cap IPOs

Shocked middle aged mature woman feeling stressed reading unbelievable online news, surprised senior old lady looking at laptop amazed by unexpected stuck computer problem sit on sofa at home (Shocked middle aged mature woman feeling stressed reading

Investors are getting duped into enabling remote access for fraudsters