Compliance exam report documents SRO's emerging and ongoing concerns
SEC, DoJ charge eight over social media driven pump-and-dumps
SRO sees surge in scams involving foreign-issuer, small-cap IPOs
Investors are getting duped into enabling remote access for fraudsters
Ontario Invest's website falsely claimed the firm was IIROC-regulated
Man convicted in Eron Mortgage case now accused of penny stock pump-and-dump
Scam reports rose sharply in mid-2020 and remain high, U.K. regulator finds
The regulator said a series of stock scams used social media
A United States federal court ordered Perry Santillo to pay US$103 million in restitution. Some clients suffered six-figure losses as money from new investors went to repay earlier investors
Stories of "crypto millionaires" have led to big bets and big losses