Although some firms and individuals are struggling to meet the new requirements, others may be drawn to the market
Greater focus on the development of systemic risk strategies
Raymond James ranks highest among full-service dealers for a second consecutive year
New model would see higher fees for smaller firms, lower fees for large, integrated dealers
U.S President calls on industry to support reform
New data from the IIAC reveal that securities firms are returning to form
For many of the biggest firms, total compensation was up 31%
Industry revenues from mutual funds increased 10% during the quarter
The numbers indicate advisors are better off than they were at the start of the decade
Big investment dealers are thriving, but many smaller fry are not