Proposal to clarify that reporting rules apply to unitary ETFs, CDRs, notes
With Wealthsimple, Questrade and other potential entrants in Canada, industry observers are concerned about possible risks
Regulator charges pair that separately pleaded guilty to criminal charges
Brokers allegedly traded on info stolen from girlfriend's laptop
Trading engine upgrade not matched by surveillance
It's the second firm in Canada to receive approval to offer futures and forecast contracts
Enforcement case concluded against man convicted of insider trading
Ex-CEO misled investors over regulatory approval for new drugs
Inside info acquired by snooping on client's computer, ASIC alleged
U.S. authorities allege biostatistician traded on cancer drug data