Broker conflicts, finfluencers, gamification among regulators' priorities
Expanding access to advice, standardizing KYC data collection on SRO's agenda
Crypto firm to pursue full dealer and ATS registration, plus SRO membership
Consultation paper on test environment for trading, clearing digital assets will be open for feedback until May 29
Regulator aims to bolster investor protection, modernize rules
Regulators craft detailed standards to implement new crypto regime
After pilot program, ASC, FCAA maintain exemption based on financial knowledge
ESMA consultation finds mixed feelings on shorter settlement cycle
Personnel moves come ahead of agency's new strategic plan
Shareholder advocates have argued they haven't been able to participate fully when AGMs are online