Pair ordered to disgorge more than $3.6 million
Illegal trades deprived investors of key protections
Panel finds Edmonton couple illegally distributed securities
Lenny Gaudet alleged to have sold shares in Intrinsic Minerals to four Ontario investors despite trading ban
Sundre River Resorts raised $1.2 million from 30 investors without filing a prospectus or an exemption
The two men helped exempt market dealer Morgan Dragon raise over $5 million by selling LP units without filing a prospectus
Global Social Capital Partners issued $1.5 million of unregistered securities, regulators say
Man offered shares in his company through Craigslist
Execs fined for illegally distributing securities, breaching a cease trade order
Exemptions not available, regulator says