Panel finds Edmonton couple illegally distributed securities
Lenny Gaudet alleged to have sold shares in Intrinsic Minerals to four Ontario investors despite trading ban
Sundre River Resorts raised $1.2 million from 30 investors without filing a prospectus or an exemption
The two men helped exempt market dealer Morgan Dragon raise over $5 million by selling LP units without filing a prospectus
Global Social Capital Partners issued $1.5 million of unregistered securities, regulators say
Man offered shares in his company through Craigslist
Execs fined for illegally distributing securities, breaching a cease trade order
Exemptions not available, regulator says
The Alberta Securities Commission (ASC) has reciprocated certain sanctions the British Columbia Securities Commission (BCSC) imposed against Wong Sang Shen Cho (a.k.a. Craig Cho), doing business as Chosen Media and Groops Media. In an October 2013 decision, the BCSC sanctioned Cho, Chosen Media and Groops Media for contravening securities laws, having found that Cho, Chosen […]
B.C. man sentenced to 60 days in jail