The charges are in connection with the securities of Asia Global Energy Ltd. and Enviro Global Securities Corp.
Two directors of HRG Healthcare Research Group found liable
Portfolio Capital, David Rogerson and Amy Hanna-Rogerson were banned permanently and sanctioned for various infractions
Following a settlement earlier this year, Michelle Dunk has been charged with alleged breaches of the Securities Act in a separate case
Blain Russell Kennedy was the second Alberta man to plead guilty in the distribution of Lucid Group securities
Chandran companies raised $39 million from more than 200 investors
Global Group of Companies raised $11.7 million without filing a prospectus: BCSC
Women given three-year ban for illegally trading in securities
Pair ordered to disgorge more than $3.6 million
Illegal trades deprived investors of key protections