Company sold shares to a vulnerable investor without a prospectus or exemption
A tribunal ruled that the Joint Serious Offences Team isn't independent of the OSC
Crypto lending program amounted to an unregistered offering, regulator alleges
Regulators say investors were misled about bullion backing digital token
Regulator will enable investor to make claim for $900,000 to be paid in settlement
Crypto contracts and futures are securities, says the Ontario Capital Markets Tribunal
Firm violated B.C. law when it raised funds from Taiwanese investors, panel found
Panel orders almost $37 million in disgorgement and penalties
Former fund rep admitted to advising without registration and misleading investors
The panel found that contracts that were marketed as a tax-planning vehicle amounted to securities