JV Raleigh Superior Holdings sold securities without being registered
Trio distributed $3.5 million of Photo Violation Technologies shares without being registered
Quebec regulator seeking $125,000 in fines
Sanctions against Simply Wealth and K&S Global Wealth to be determined later
Gregory Carrington faces 10 charges
Regulator says Sylvain Laroche is not registered to act as a securities dealer and derivatives advisor
Temporary order issued against man promoting Velocity Entertainment on Cragslist
Illegal distribution of securities raised $110 million