JV Raleigh directors banned, fined for selling securities without being registered
Unregistered trader purchased Electrolinks shares for one cent and then sold them to investors at 65 to 85 times that amount
Berkeley Coffee investors not eligible for exemption, regulator says
Regulator says firm raised $1.1 million from investors by entering into loan agreements or promissory notes
Prospectus filed with SEC did not meet requirements of BCSC
Regulator alleges the firm and its two founders raised $12.4 million through and illegal distributions
Four real estate development companies not registered to sell securities
Regulator says brother and sister team raised over $58 million
OSC orders Vincent Ciccone to disgorge over $15 million of investor funds
BCSC alleges three men sold partnership $2 million of partnership agreements with being registered