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Technical glitch prevented comprehensive trade surveillance by JP Morgan

gavel on a laptop

Firm's controls failed to block massive trading goof

Businessmen trading stock looking at graphs indexes and numbers on multiple computer screens

Guards against "fat finger" error to face regs’ scrutiny

Quantum computer

SRO examines potential implications of a computing revolution

Ontario teams up with Israel to tackle cybersecurity in financial services

Firm rejects regulator's allegations, cites political motive for action

Follow the leader

New rule sharply narrows prop traders' SRO exemption

Trader at computer screen

Pair of new trading books, order types to launch Oct. 23

businessman hand working computer and business strategy concept

Innovation-focused order books slated for launch in September

Judge gavel, scales of justice and law books in court

The investment dealer failed to identify and review suspicious trader activity

  • By: IE Staff
  • April 7, 2022 April 7, 2022
  • 11:45
online investing

High trading volumes are making life difficult for quants and active managers