Home Futures Page 3

Keyword: Futures

51 results found

The goal is to enhance investors’ knowledge of both options and futures

  • By: IE Staff
  • April 22, 2013 April 22, 2013
  • 09:05

Between US$500 million and US$600 million will be returned to the MF Global estate

Study follows other efforts to enhance customer protections after the collapse of MF Global and Peregrine Financial

Public online access to futures firms’ financial information

IIROC advises clients to check for any discrepancies

IIROC suspends Peregrine Canada after its U.S. parent fails

Suspension follows bankruptcy of U.S. parent company

The Investment Industry Regulatory Organization of Canada (IIROC) will hold an expedited hearing to consider suspending Peregrine Financial Group Canada, Inc. after the company’s U.S. parent fell into bankruptcy amid allegations of fraud last week. IIROC said Wednesday that it will hold a hearing Thursday morning, where IIROC staff will be seeking an order for, […]

In the wake of the failure of Peregrine Financial Group Inc. amid allegations that it misappropriated customer funds, a committee of futures industry regulators announced steps to ensure client assets are protected. A special committee of representatives from the futures industry’s self-regulatory organizations (SROs) is proposing additional measures designed to strengthen safeguards for customer segregated […]

Audit uncovers US$220 million shortfall at futures brokerage; Canadian clients do not appear to be affected