Many firms use discretion to set ratings, some lack policies, CSA finds
Record AUM, higher revenues, margins to be hit if market stress persists
U.K. regulator consults on changes to rules under new retail product regime
Regulation addresses liquidity, stability risks revealed by pandemic
Activists focus on boards, strategy, while M&A campaigns wilt amid economic uncertainty
Initial distribution to unitholders in BFI funds cut by $170 million
Policymakers aim to make it easier to enter and comply with rules in the U.K.
Political climate, SEC blamed for decline in ESG-focused resolutions
The ongoing trade war is among several factors for the move, Pembroke says
Measure allows trailer rebates to facilitate compliance with ban on paying trailers to discount brokers