Plus, other firms launch new products, tweak their fund lineups
For dealers, preparing for compliance will include reviewing agreements with fund managers
Proposed claim alleges receiver failed to cash out of stock that hit $100 million
Proposed new investor report, cost metric not part of initial reform
Investment climate challenging, but M&A rebound to boost deals
Regulator calls for greater clarity from industry on ESG strategies
Adjudicator rejects $213M claim against Bridging flagship fund
Class action brought on behalf of full-service clients with funds that paid trailers
ESMA review finds ESG funds changing names, portfolios to align better
Review documents failings in meeting KYC, KYP, suitability requirements