Firm agrees to proxy voting changes, US$29.5 million payment, to end case
Regulator aims to reduce burden by relaxing portfolio reporting rules
B.C. court finds plaintiffs furnished evidence of potential closet indexing
Plus, other firms launch new products, tweak their fund lineups
For dealers, preparing for compliance will include reviewing agreements with fund managers
Proposed claim alleges receiver failed to cash out of stock that hit $100 million
Proposed new investor report, cost metric not part of initial reform
Investment climate challenging, but M&A rebound to boost deals
Regulator calls for greater clarity from industry on ESG strategies
Adjudicator rejects $213M claim against Bridging flagship fund