Investors were falsely promised pre-IPO access, but money misappropriated
Group warns that surge of ETF share class launches in the U.S. could threaten Canada's industry
Firm agrees to proxy voting changes, US$29.5 million payment, to end case
Regulator aims to reduce burden by relaxing portfolio reporting rules
B.C. court finds plaintiffs furnished evidence of potential closet indexing
Plus, other firms launch new products, tweak their fund lineups
For dealers, preparing for compliance will include reviewing agreements with fund managers
Proposed claim alleges receiver failed to cash out of stock that hit $100 million
Proposed new investor report, cost metric not part of initial reform
Investment climate challenging, but M&A rebound to boost deals