Facing a regulatory investigation, man used firm's loan to cut investor losses
Authorities allege that ex-CEO falsified financials to dupe venture investors
Ottawa man who worked for RBC charged with fraud, identity theft
Trader exploited material, non-public information on numerous companies
Public company's assets used to pay bills of related, private firm
Dealers provision of "instant credit" exploited in scheme, regulator says
Ex-trader faces fraud charges over scheme that promised to front run Berkshire's stock picks
Profitable crypto, FX trades allocated to proprietary accounts over investor pools
Exec sanctioned in settlement for alleged violations of derivatives rules
SRO undertakes education effort to boost firms' knowledge on emerging sector