The ASC had charged Kenneth Fowler with fraud in relation to a scheme involving the sale of securities in TIE Mortgage
March is Fraud Prevention Month in Canada
The schemes involved illegal distributions and multiple acts of fraud totalling close to $12 million as the sisters were personally enriched by more than $2 million
Richard Lian and Enna Keller raised US$3.2 million from investors by selling securities in a company subject to a cease-trade order
Some individuals are being sent letters and cheques citing payment for a mystery shopper assignment for the Insurance Institute of Canada
The fraud stemmed from allegations that investor funds were misappropriated, among other misdeeds
Gregg Mulholland pled guilty manipulating U.S. stocks and laundering more than US$250 million in fraudulent proceeds
The regulator recovered the funds under a settlement agreement with Keith Henry Alexander, an investor in a Ponzi scheme who brought in other investors
Following a retrial, Jesse Litvak was found guilty of one count of securities fraud while being vindicated of the remaining nine charges against him
Michale Randles will spend four years in jail after admitting to his role in an offshore money laundering and “pump and dump” scheme