Permanent trading and registration bans ordered against executives Miklos Nagy and Tony Sanfelice
Las Vegas-based virtual currency firm allegedly solicited more than US$6 million for investments
The SEC and CFTC pledge to stop and prevent fraud
The founders of North American Financial Group and North American Capital argued that a hearing panel’s and findings and penalty decision were unreasonable
The allegations relate to the fraudulent sale of hundreds of millions of dollars of securities in two companies, O24 Pharma PLC and Canadian National TV Inc., to Chinese citizens.
The U.S. regulator has frozen the assets of Dominic Lacroix and his Quebec-based company, PlexCorps
Account takeovers are a growing threat to retail investors, U.S. regulator says
Less than two-thirds of investors surveyed are likely to report suspected investment fraud.
Ban supports efforts to protect Canadians from fraud
Investors’ funds diverted for personal use