The former executive allegedly embezzled millions
Investors in Ontario are being actively solicited
Alabama-based Colonial Bank had acquired hundreds of millions of dollars worth of fraudulent mortgages
The SEC says the rep was involved in a penny stock market manipulation scheme between 2008 and 2014
Two former senior investment bankers have been banned permanently from the U.S. banking industry
Convictions stem from a scheme to access confidential information about audits
Cases include tech-support fraud schemes
The company will pay US$28 million as part of a non-prosecution agreement
Fewer than half of Canadians recognize all the warning signs, a survey says
Fines and disgorgement total more than $4 million