Regulator seeking to remove Edmonton woman from capital markets following fraud conviction
The Supreme Court of British Columbia has ruled that a rookie financial advisor that fell victim to a Nigerian letter scam was indeed a victim, and can’t be held responsible for a bank’s loss in the fraud beyond his personal bankruptcy.According to the decision, TD Bank sued a rookie advisor that agreed to participate in […]
Limelight intentionally defrauded investors of almost $80,000
Ontario broker alleged to have invested client GIC funds in the stock market
High-tech scam hijacked personal computers to disseminate millions of spam emails
Consumers provided with detailed information on how to prevent mortgage fraud
Regulator issues temporary order
Police allege Lewis concealed trading losses and stole investors’ capital
Effective fraud detection and investigative capability needed
New program halts trading of companies that are the subject of a stock spam campaign