The U.S. Securities and Exchange Commission is warning investors and financial services firms about con-artists who may use the names of actual SEC employees to mislead potential victims.The SEC said Monday that investors in the U.S. and other countries have been tricked into revealing private information, giving fraudsters access to their brokerage accounts, and even […]
Advisors sold investment by promising “improbable and unsubstantiated high interest rates”, regulator alleges
Hedge fund alleged victim of Madoff
Regulators are mired in several on-going investment fraud cases
Dapaah falsified more than $21 million in charitable donations
Regulator chief launches investigation
SEC alleges firm was a giant Ponzi scheme
Company distributed securities illegally, ASC alleges
Funds frozen in accounts by BCSC to be distributed
Policy holders receiving fraudulent calls from people claiming to be from their insurance company