A sanctions hearing for Shuan McErlean is scheduled for August 13
Strategic Gifting Group raised over $300,000 from four Ontario charities
Regulator alleges Jay Peters sold securities of Federal Mortgage Corporation Ltd., without registering as a dealer
Charges laid against Berik Yessirkegenov and North American Business Equipment Corp.
Audit uncovers US$220 million shortfall at futures brokerage; Canadian clients do not appear to be affected
Peter Madoff faces 10 years in prison
Online scam uses similar name to State Farm, FSCO says
Regulator imposes sanctions in TBS New Media advance fee scam
OSC orders Sextant Capital to disgorge millions of dollars in fees
SEC alleges material misrepresentations were made to investors amid the unregistered sale of interests in two resorts