The Investment Industry Regulatory Organization of Canada (IIROC) is extending the comment period for its proposed financial planning rule for another month.Last month IIROC proposed a new rule that would impose a regulatory framework on the financial planning activities of its members, including proficiency requirements for reps and supervisory requirements for dealers.The comment period for […]
Association calls for multi-disciplinary approach to determine standards for the oversight of financial planning
Study finds lack of understanding of Canada’s public retirement income programs
Potential conflicts of interest one area of concern
IIROC takes a stab at regulating how its members deliver financial planning
You can play an important role — but you have to know the rules
Proposed rule outlines standards to be met by dealers providing planning services