IIROC should think hard about the costs and benefits of its proposed rule
IIROC’s suggestions do not come close to addressing the issues
It pays to take care when it comes to the appraisal of significant matrimonial property, especially when conflict is running high
IAFP board finds rule to be far too narrow
Board changes give a stronger voice to public interest and provide CFPs more input
The Investment Industry Regulatory Organization of Canada (IIROC) is extending the comment period for its proposed financial planning rule for another month.Last month IIROC proposed a new rule that would impose a regulatory framework on the financial planning activities of its members, including proficiency requirements for reps and supervisory requirements for dealers.The comment period for […]
Association calls for multi-disciplinary approach to determine standards for the oversight of financial planning
Study finds lack of understanding of Canada’s public retirement income programs
Potential conflicts of interest one area of concern
IIROC takes a stab at regulating how its members deliver financial planning