Firm allegedly touted stocks on social media, while selling its holdings
Agency sanctions breaches of anti-money laundering rules
Exec misled investors by inflating target's revenues to enable SPAC deal
Scheme targeted "mom and pop" investors, court said
Long-running scheme misled investors on stock markups, fees
Court orders prison, restitution for misappropriating investors' money
Firm that sparked concern about private credit was a fraud, U.S. alleges
Man sentenced for role in laundering profits of crypto scams
Previously banned advisor found guilty of six out of 10 counts
Ex-CEO misled investors over regulatory approval for new drugs