Former senior executive pleaded guilty to trading ahead of deteriorating results
Bank manager processed US$92 million worth of transactions for ring
SEC, DoJ charge six in market manipulation, insider trading schemes
CFTC pays second award of 2025, SEC's payouts out of the spotlight
Director tipped others and traded ahead of pending acquisition
Firm failed to report attempted suspicious transactions
U.S. authorities allege that execs raised US$20 million in venture funding
Firm self-reported weaknesses in controls, beefed up compliance
Agency alleges breaches discovered in compliance exam
Regulators attack scourge of online scams at the source