FINRA starts providing data on individual transactions
Regulator reluctant to intervene despite competition concerns
Mega-settlements drive global settlements to a five year high, ISS unit reports
Compliance exercise seeks to boost transparency, fight greenwashing
CSA publishes systemic risk survey summary
BofA fined over anti-spoofing supervision in U.S. Treasury markets
Canada remained the last G20 country without conduct standards for OTC derivatives markets
OSC, AMF consult on new Term CORRA to help ease demise of CDOR
U.S.-dollar LIBOR put to pasture as the first phase of CDOR reform ends
Rising rates, benchmark reform, commodity prices all affected activity