U.K. regulator's proposals consider operational, conduct standards for emerging sector
Conduct standards, suitability requirements revised
Alleged fraudster, fund manager charged in vending machine scam
Appeal court found no fiduciary relationship in dispute over clients
Fund investors don't need to allege fraud, court finds
Firms breached fiduciary duties by ignoring known vulnerability, regulator alleged
Fund investors paid front-end loads, moved into fee-based accounts sooner than expected, regulators alleged
Group seeks revisions to U.S. state rule that match SEC's Reg BI reforms
Court rules no evidence of common breach, given differences among investors
Exam division details compliance priorities for year ahead