Groundbreaking securities lawyer, Glorianne Stromberg, dies
Advisor meetings scheduled for August 16
Removal of foreign content limits may mean suitability requirements have to be updated
Knight replaces Oosthoek
Closes funds to new purchases
Industry players consulted by the Alberta Securities Commission believe the Fair Dealing Model (FDM) proposed by the Ontario Securities Commission is unworkable and unjustified.In a letter sent to John Stevenson, OSC secretary, on September 16, Stephen Sibold, ASC chairman says the FDM could result in a loss of service for small retail investors, but could […]
Fund closed to new purchases effective today
Radio and transit ads aimed at consumers
Alternative is to give accrediting bodies regulatory authority
FDM shifts regulatory focus from products to relationships