Lawsuits involve different investor groups, court finds
Effort to sue discount brokers over trailer fees ends with plaintiffs paying
Regulator proposes first update to conflict compliance in over 20 years
Expanded fund reporting requirements to take effect in 2026
Enhanced fund reporting expected to take effect in 2026
U.K. regulator's review IDs weaknesses in high-risk product sales, conflicts and conduct standards
Measure allows trailer rebates to facilitate compliance with ban on paying trailers to discount brokers
CCIR, CISRO propose new guidance on the design, distribution of seg funds
TDAM to pay $70.25 million to settle class action over the payment of trailers to discount brokers
Claim alleged investors were harmed by mutual funds paying trailers to discount brokers