Draft of physical will favoured over incomplete digital edition
SRO's proposals seek to enhance regulatory efficiency
Court grants injunction in dispute over the return of broker's 180 million records
Old document must prevail in case where man died before signing a new will
SRO proposes rule changes, calls for an industry-wide technological solution
Regulator settles with 12 firms for a combined US$63.1 million
Firms pay US$45 million to settle trade reporting, recordkeeping violations
Regulators aim to address concerns about retail investor protection
Firms charged over unapproved off-channel communications
Off-channel communications hamper regulatory oversight