Approval regime, proficiency are among areas covered in latest consultation
Industry support is broader for proposed exam-based model
Emerging markets driving growth in junior stocks, WFE research finds
Self-directed investors prioritize convenience, control, costs
Scotia report offers reality check, calls for positive vision
Ongoing regulatory initiatives include binding authority at OBSI, climate-related disclosures, misleading titles, mutual fund sales practices and more
FSRA says higher fees due to rising technology, business costs
SRO drops firm sponsorship requirement, among other changes
With cash flow stabilized, the national association for financial advisors is planning for recovery
SRO integration and investor protection also on the agenda