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Keyword: DSC mutual funds

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cropped shot of hand with scissors cutting red tulip flower in bottle

The firm is also renaming certain mutual funds and eliminating the O series of nine funds

  • By: IE Staff
  • July 14, 2021 July 14, 2021
  • 17:31
compliance

A client eligible for no-loads funds was instead sold a DSC fund to boost the rep's compensation

Close of businesswoman making announcement in paper trumpet

The move will officially retire CI’s legacy boutique investment brands

  • By: IE Staff
  • June 24, 2021 June 24, 2021
  • 15:04
suspicious client

Regulators are granting relief from certain CFR requirements to allow DSC sales until a ban takes effect

Horn speaker for public relations sign symbol, vintage color - sun with blue sky

The regulator has adopted rule changes to end DSCs by June 2022

Horn speaker for public relations sign symbol, vintage color - sun with blue sky

The firm is discontinuing both options for its imaxx mutual funds at the end of June

  • By: IE Staff
  • May 18, 2021 May 18, 2021
  • 11:30
flag of ontario flying high on a flag post, against blue sky

The province changed its position based on “overwhelming” support for a harmonized ban

think outside of the box

Editorial: The challenge for the industry is to devise a revolutionary new way to serve clients

  • By: IE Staff
  • May 17, 2021 June 14, 2021
  • 00:02
Horn speaker for public relations sign symbol, vintage color - sun with blue sky

The securities regulator has released its draft priorities for fiscal 2021-2022

  • By: IE Staff
  • November 16, 2020 November 16, 2020
  • 13:40
businessman with binoculars

Concerns have intensified because of the pandemic