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Keyword: DSC mutual funds

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U.S. efforts to undo regulatory reforms likely to be limited: Russell

Proposals aim to boost investor protection around proprietary fund sales

Review process

Regulator reviewed 54 information filings from 14 insurers

  • By: IE Staff
  • June 24, 2024 July 10, 2024
  • 16:24
Entrance to Financial Services Regulatory Authority of Ontario

New measures address the use of DSCs with existing contracts

different opinion

Ahead of the proposed DSC ban for seg funds, a familiar refrain is in play

Wooden blocks with percentage sign and arrow up, financial growth, interest rate increase, inflation concept

Also, fewer advisors left the advisory channel as the ban's effects faded

  • By: IE Staff
  • January 11, 2023 January 11, 2023
  • 15:12

Proposal would eliminate regulatory arbitrage between seg funds and mutual funds

Regulator sets out draft priorities for fiscal 2024

Positive industry trends were the most prominent factors

Rep fined after switching a nonagenarian's account into a DSC fund

Some advisors have moved from DSCs to seg funds with chargebacks