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Keyword: DSC mutual funds

28 results found
Gavel and legal books

The hearing involved two clients over age 90 sold DSC funds with seven-year redemption schedules

happy young couple discussing with a financial agent

The deferred sales charge structure was created to preserve generous commissions for mutual fund sales

lass of university students using laptops in lecture

Firm cites DCSs among the factors that contributed to a lack of sales

  • By: IE Staff
  • January 23, 2019 July 1, 2019
  • 15:00
hand holding a megaphone

There’s support for the CSA’s proposals, but criticism of regulators

Queen's Park, Ontario legislature, exterior

The Ontario government, elected last June, has a policy of deregulation in general, but also is willing to interfere with policy-making directly

closeup portrait, dumbfounded, flabbergasted man reading tablet

A summary of investor comments on CSA's proposed amendments to National Instrument 81-105

  • By: IE Staff
  • January 11, 2019 September 14, 2019
  • 15:53
Business woman showing stock market financial situation

PMAC wants CSA to leave pooled funds out of client-focused reforms

  • By: IE Staff
  • December 14, 2018 September 14, 2019
  • 16:00
Businessman looking forward with binoculars cloudy background and graphs, charts around

The CSA is focused on introducing greater investor-protection rules while planning to eliminate some of the unnecessary rules and requirements mutual funds face

map of canada where ontario province is pulled out

New government expresses concern about CSA’s proposals

flag of ontario flying high on a flag post, against blue sky

The province’s new government has come out against regulators’ proposals to ban DSCs on mutual funds, which were released for public comment Thursday