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Keyword: DSC mutual funds

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Close-up Of Businesswoman Stopping The Effect Of Domino With Hand

The investor advocacy group urges the industry to act in clients' best interests during this time of financial hardship

  • By: IE Staff
  • March 26, 2020 March 26, 2020
  • 14:57
Queen's Park, Ontario legislature, exterior

Manufacturers discuss their strategies ahead of new regulations

usiness team in a meeting looking at a sheet of paper

The OSC proposed a series of curbs on DSC sales that would take effect alongside the ban in the rest of the country

mature couple with young financial advisor

Ontario is concerned that DSC ban would hurt smaller investors

coin stacks with letter dice - fees

Industry trade group prefers harmonized national solution

Ontario is considering alternatives to a DSC ban, but will join the CSA in outlawing trailers for discount brokers

Business meeting concept illustration in an aerial view with people sitting around a conference table

A revised policy stance is in the works

coin stacks with letter dice - fees

Australia, the U.S. and the Netherlands top the rankings

Gavel and legal books

The hearing involved two clients over age 90 sold DSC funds with seven-year redemption schedules

happy young couple discussing with a financial agent

The deferred sales charge structure was created to preserve generous commissions for mutual fund sales