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Keyword: DSC mutual funds

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Entrance to Financial Services Regulatory Authority of Ontario

New measures address the use of DSCs with existing contracts

different opinion

Ahead of the proposed DSC ban for seg funds, a familiar refrain is in play

Wooden blocks with percentage sign and arrow up, financial growth, interest rate increase, inflation concept

Also, fewer advisors left the advisory channel as the ban's effects faded

  • By: IE Staff
  • January 11, 2023 January 11, 2023
  • 15:12

Proposal would eliminate regulatory arbitrage between seg funds and mutual funds


Regulator sets out draft priorities for fiscal 2024

financial worker analyzing business data and working with tablet computer

Positive industry trends were the most prominent factors

meeting room interior with table, raw of chairs and block-notes,decorated in black and white tones

Rep fined after switching a nonagenarian's account into a DSC fund

Businessman with yellow insurance umbrella looking over city

Some advisors have moved from DSCs to seg funds with chargebacks

Man walks the ladder of success and reaches the top

Editorial: Closing the gap between insurance and securities rules removes a tangible risk for clients

  • By: IE Staff
  • February 14, 2022 February 18, 2022
  • 09:12
Closed sign in a shop showroom with reflections

CCIR, CISRO consultation will also consider outright ban on upfront commissions