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Keyword: DSC mutual funds

33 results found
mature couple with young financial advisor

Ontario is concerned that DSC ban would hurt smaller investors

coin stacks with letter dice - fees

Industry trade group prefers harmonized national solution

Ontario is considering alternatives to a DSC ban, but will join the CSA in outlawing trailers for discount brokers

Business meeting concept illustration in an aerial view with people sitting around a conference table

A revised policy stance is in the works

coin stacks with letter dice - fees

Australia, the U.S. and the Netherlands top the rankings

Gavel and legal books

The hearing involved two clients over age 90 sold DSC funds with seven-year redemption schedules

happy young couple discussing with a financial agent

The deferred sales charge structure was created to preserve generous commissions for mutual fund sales

lass of university students using laptops in lecture

Firm cites DCSs among the factors that contributed to a lack of sales

  • By: IE Staff
  • January 23, 2019 October 17, 2019
  • 15:00
hand holding a megaphone

There’s support for the CSA’s proposals, but criticism of regulators

Queen's Park, Ontario legislature, exterior

The Ontario government, elected last June, has a policy of deregulation in general, but also is willing to interfere with policy-making directly