New measures address the use of DSCs with existing contracts
Ahead of the proposed DSC ban for seg funds, a familiar refrain is in play
Also, fewer advisors left the advisory channel as the ban's effects faded
Proposal would eliminate regulatory arbitrage between seg funds and mutual funds
Regulator sets out draft priorities for fiscal 2024
Positive industry trends were the most prominent factors
Rep fined after switching a nonagenarian's account into a DSC fund
Some advisors have moved from DSCs to seg funds with chargebacks
Editorial: Closing the gap between insurance and securities rules removes a tangible risk for clients
CCIR, CISRO consultation will also consider outright ban on upfront commissions