Investor, former registrant allege regulator was negligent in protecting personal data
Annual compliance report emphasizes need for continuous cybersecurity training for dealer staff
For affected registrants, the sign-up period is about to end; the deadline for investors is April 30
FCA review will examine expected impact of AI on retail financial markets
Regulators sign MoU targeting operational resilience, incident recovery
Investors’ compromised data may include SINs and investment account numbers and statements
Former registrant filed the application in Superior Court of Quebec
Regs seek efficiency, innovation to facilitate single EU financial market
40-year-old Canadian man faces fraud, identify theft charges
SRO launches review of policy framework for the provision of advice