Compliance exams reveal custody-related issues in about one-third of firms
CIBC Mellon to provide Som Seif’s newly launched firm with asset handling services
Transition of referral clients expected to be completed in the fourth quarter
New affiliate to provide U.S. firm’s complete offering to the Canadian investment community
RBC Dexia being rebranded RBC Investor Services
RBC Dexia in second spot
New mandate has a total value of $40 billion
The establishment of Fidelity Clearing Canada means there are now four major players — and another has plans to join the game
Deal covers 22 mutual funds with $15.6 billion in assets
Annual survey solicits feedback from global financial institutions