Trading bot used for wash trading, spoofing crypto token
Interest-earning program violated state, federal securities laws, regulators alleged
Equity funds led January flows, while cash products remained popular
SEC, DoJ file allegations against HyperFund promoters
Tribunal accepts settlement with crypto project founders, including more than $1.5 million in sanctions
Regulator to finalize new guidance by the end of 2024
Money laundering lawyer gets 10 years in prison
Compliance review finds potential violations in 70% of firms' messages
Commodities advisor hit with first charge of illegally allocating crypto trades
Regulators seek to codify initial investment restrictions, custody provisions