Risky firms, crypto platforms add to compliance division's workload
U.K. regulator fined Coinbase company £3.5 million for compliance violations
Canada-listed ether ETFs have had three years’ head start
Fraud claims pass suitability issues among investment cases
Ongoing regulatory initiatives include binding authority at OBSI, climate-related disclosures, misleading titles, mutual fund sales practices and more
Consultation seeks common approach to applying new crypto rules
Exchange expands pricing mechanisms for digital assets
OSC to seek warrant for Yonge Street Capital LLC co-founder
Report from EU regulator finalizes technical standards to enhance transparency for investors, improve clarity for industry
Half-year flows of $33 billion were also record-breaking