Rep started a GoFundMe to help out a client breached privacy obligation
Consultation examines whether rules are helping, or hurting, investors
Fractional investment firm platform triggered registration requirement
Reforms designed to encourage smaller deals, retail participation
Crypto exposures, operational risks may need capital charges
SEC sanctions Stoner Cats creator over NFT sales
State regulators oppose proposals to expand private markets, erode investor protections
FINTRAC says platforms must register, comply with anti-money laundering regulations
Platform charged along with scheme's alleged perpetrators
New rules increase maximum limits for issuers and investors