Investor alleges PACE securities sold without required disclosure while under FSRA administration
Regulator to embed ESG considerations into compliance, enforcement work
Regulatory order breach results in fine, disgorgement and a new ban
Trade group calls for tech-neutral, principles-based approach to regulation
CAPSA replaces 2004 guideline, consolidates risk management guidance
Trade group issues recommendations for crypto custodians
Regulator details anti-greenwashing efforts, anticipates new disclosure demands
Canadian boards lag their U.S. peers on racial diversity and face calls for in-person AGMs, Glass Lewis reports
Order demands US$12.7 billion in disgorgement, investor restitution
Changes accommodate new CSE senior listings